Banking & Financial Regulatory

By its nature, the financial services industry confronts federal and state regulations on a daily basis.  To develop a profitable business plan and a capital plan to support it, a financial institution must understand the regulatory terrain over which the institution must navigate. Our attorneys have substantial experience in regulatory and compliance matters including:

• Assisting with the development and execution of strategic capital and funding plans
• Providing counsel to institutions under regulatory enforcement actions
• Resolving regulatory and compliance matters arising out of financial institution examinations
• Contesting civil money penalties arising from regulatory or compliance issues.
• Analyzing and identifying regulatory and compliance issues relating to new products

Our banking lawyers provide advice to the Independent Bankers of Colorado, a trade association of over 100 banks, and they help many banks and banking organizations with employee training and education on a variety of regulatory and compliance topics.